Job Description

Job Description:

• Responsible for overseeing assigned areas of audit work acting as an AuditorinCharge (AIC) and executing on the audit strategy for Lines of Business (LOBs).
• Drive riskbased auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies assessing issues for business impact and recommending severity ratings drafting audit reports and managing business partner relationships.
• This role is for the Global Corporate and Investment Banking audit team. We cover audits for businesses such as equity capital markets debt capital markets investment banking corporate banking coverage and leasing. The team is also responsible for credit risk management and global payment services audits in EMEA.
• The candidate will be working with the team based in EMEA and APAC and most of our audits are global. An Audit Manager is expected to lead audits and a team of auditors working on the audit. This role will also support the management team with ongoing Audit related tasks.

Job Responsibilities:

• Executes audit strategy for the sound application of riskbased auditing by defining audit scope and audit programs and drafting audit reports leveraging automation and innovative methods in a timely and high quality manner
• Acts as AuditorinCharge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards audit policies and procedures
• Assesses impacts to business processes controls and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledge
• Exercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on audit
• Oversees a team of associates and provides daytoday mentoring and guidance and fosters an inclusive work environment
• Maintains business partner relationships primarily with line management to develop business knowledge
• Exercises sound knowledge of product business and technical expertise to effectively challenge management to improve the control environment
• Manage multiple projects using technology and analytic techniques to work effectively and efficiently in a fastpaced environment.

Required Qualifications:

• Minimum 35 years covering Internal Audit in the Corporate and Investment Banking Business GCIB (e.g. equity capital markets debt capital markets investment banking corporate banking leasing etc) (tier 1 investment bank preferred)
• Minimum 810 years of internal audit front office business control or compliance experience in financial services
• Minimum 2 years of experience leading audits and performing in the role of auditorincharge
• Ability to plan execute and evaluate audit test plans within a riskbased audit methodology
• Sound organizational analytical oral and written communication skills
• Experience with stakeholder management and ability to influence management and lead changes (including respectful and objective challenge of stakeholder views on risks and controls)
• Experience with leading a team project management and coaching less experienced team members
• Proactive positive attitude exhibits sense of ownership flexibility and intellectual curiosity
• Ability to manage/ juggle multiple work efforts and deliver quality work timely
• Bachelors Degree

Desired Qualifications:

• Chartered Financial Analyst (CFA) Certified Public Accountants (CPA) Financial Risk Manager (FRM) Certified Internal Auditor (CIA) or relevant qualifications

Skills:

• Analytical Thinking
• Audit Planning
• Internal Audit Review
• Issue Management
• Risk Management
• Business Acumen
• Coaching
• Project Management
• Relationship Building
• Written Communications
• Attention to Detail
• Automation
• Critical Thinking
• Technical Documentation
• Knowledge of banking products and processes
• Familiar with risk and controls in the business mentioned
• Analytical skills
• Makes sound judgement regarding gaps and risks associated
• Stakeholder engagement and communication skills including communicating issues
• Report writing skills
• Presentation skills ability to summarize the key messages for senior management/stakeholders

Internal Audit,Investment Banking

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